Originally Syndicated on June 8, 2024 @ 5:49 am

About Matthew Babrick?

First Republic Investment Management’s Matthew Babrick is a wealth manager and senior managing director. With over 15 years of experience working with families and foundations to help them achieve their financial goals, Babrick is a nationally renowned wealth manager.

He was a Vice President in the Investment Management Division of Goldman Sachs before joining First Republic in 2018. He was a great performer at Goldman Sachs and sat on the Advisor’s Council, advising some of the company’s biggest Southwestern clients. He started working in the Private Banking and Investment Group at Merrill Lynch. Babrick graduated with an MBA from the Marshall School of Business at the University of Southern California.

Further investigation into Matthew Babrick’s past will be conducted in this piece, which will also analyze the legal ramifications and reveal any secret disclosures and SEC lawsuits. 

What is First Republic Investment Management?

First Republic Private Wealth Management is a San Francisco, California-based consultancy firm. Instead of adopting a one-size-fits-all approach, the team favors tailored tactics. They offer wealth management programs that take care of all aspects of your finances. First Republic Private Wealth Management clients deal with a single wealth advisor who manages a group of banking, trust, and brokerage experts who work together with you to efficiently handle your unique situation.

First Republic Trust Company, First Republic Trust Company of Delaware LLC, First Republic Investment Management Inc., an SEC Registered Investment Advisor, and First Republic Securities Company, LLC, a Member of FINRA / SIPC make up First Republic Private Wealth Management.

High-net-worth individuals, families, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, and state, local, and government institutions can all benefit from the company’s investment management services. The company specializes in wealth management and offers banking, brokerage, and trust services. The company also makes investments in fixed-income, alternative investment markets, and public equities. 

First Republic Investment Management Services

Among the many services provided by First Republic Investment Management Services are the following: 

Investment Management Services: 

First Republic provides unbiased, customized wealth management options. Their wealth managers provide businesses, governments, nonprofits, and private citizens with personalized financial advice. 

Brokerage Services: 

The only objective of their professionals’ full-service and self-directed brokerage services is to create the finest options for you. They provide custody, trading, and brokerage services on their platform. 

Trust Services: 

First Republic Trust Company and First Republic Trust Company of Delaware LLC offer individualized, hands-on trust services, demonstrating objectivity, experience, and intelligent decision-making in managing delicate problems. 

Matthew Babrick Disclosures: BrokerCheck, FINRA, And SEC

Matthew Babrick’s BrokerCheck report contains details about his work history, professional background, disciplinary proceedings, criminal convictions, civil judgments, arbitration awards, and disclosures of occurrences.

A customer disagreement kind of disclosure has been made against Matthew Babrick, per the BrokerCheck report. The customer claims in the disclosure that among other things, there was a misrepresentation that a margin loan would be an unsecured loan and that commissions caused an inappropriate strategy to be suggested.